澳大利亚储备银行周三在其网站上发表声明称,继去年交易结算失败后,澳大利亚证券交易所必须对其治理、文化和风险管理进行“根本性变革”。它警告说,澳交所的清算和结算部门仍不符合监管标准,并承诺将进行密切监督。澳大利亚储备银行助理行长Brad Jones表示:“澳大利亚证券交易所目前没有达到监管机构对关键国家基础设施运营商的期望。”他强调需要“有弹性和安全”的系统。澳大利亚储备银行敦促改进澳交所的风险转型计划,并审查其业务连续性协议。与此同时,ASX首席执行官Helen Lofthouse承认有必要“加快重建信任的进程”,并表示该交易所已实施应急措施、代码修复和内存升级,以提高弹性。
The Reserve Bank of Australia on Wednesday said in a statement on its website that the Australian Securities Exchange must make “foundational changes” to its governance, culture, and risk management following last year’s trading settlement failure. It warned ASX’s clearing and settlement units still fall short of regulatory standards and pledged close oversight. “ASX is not currently meeting the regulators' expectations for an operator of critical national infrastructure,” according to RBA Assistant Governor Brad Jones, stressing the need for “resilient and secure” systems. The RBA urged improvements to ASX’s risk transformation plan and a review of its business continuity protocols. Meanwhile, ASX CEO Helen Lofthouse acknowledged the need to “accelerate our progress to rebuild trust” and stated that the exchange has implemented contingency measures, code fixes, and memory upgrades to improve resiliency.